Analysis of Ralph Ellison’s Invisible Man

A masterwork of American pluralism, Ellison’s (March 1, 1913 – April 16, 1994) Invisible Man insists on the integrity of individual vocabulary and racial heritage while encouraging a radically democratic acceptance of diverse experiences. Ellison asserts this vision through the voice of an unnamed first-person narrator who is at once heir to the rich African American oral culture and a self-conscious artist who, like T. S. Eliot and James Joyce, exploits the full potential of his written medium. Intimating the potential cooperation between folk and artistic consciousness, Ellison confronts the pressures that discourage both individual integrity and cultural pluralism.

Ralph Waldo Ellison.

Ralph Waldo Ellison.

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Invisible Man
The narrator of Invisible Man introduces Ellison’s central metaphor for the situation of the individual in Western culture in the first paragraph: “I am invisible, understand, simply because people refuse to see me.” As the novel develops, Ellison extends this metaphor: Just as people can be rendered invisible by the wilful failure of others to acknowledge their presence, so by taking refuge in the seductive but ultimately specious security of socially acceptable roles they can fail to see themselves, fail to define their own identities. Ellison envisions the escape from this dilemma as a multifaceted quest demanding heightened social, psychological, and cultural awareness.

The style of Invisible Man reflects both the complexity of the problem and Ellison’s pluralistic ideal. Drawing on sources such as the blindness motif from King Lear (1605), the underground man motif from Fyodor Dostoevski, and the complex stereotyping of Richard Wright’s Native Son (1940), Ellison carefully balances the realistic and the symbolic dimensions of Invisible Man. In many ways a classic Künstlerroman, the main body of the novel traces the protagonist from his childhood in the deep South through a brief stay at college and then to the North, where he confronts the American economic, political, and racial systems. This movement parallels what Robert B. Stepto in From Behind the Veil (1979) calls the “narrative of ascent,” a constituting pattern of African American culture.With roots in the fugitive slave narratives of the nineteenth century, the narrative of ascent follows its protagonist from physical or psychological bondage in the South through a sequence of symbolic confrontations with social structures to a limited freedom, usually in the North.

This freedom demands from the protagonist a “literacy” that enables him or her to create and understand both written and social experiences in the terms of the dominant Euro-American culture. Merging the narrative of ascent with the Künstlerroman, which also culminates with the hero’s mastery of literacy (seen in creative terms), Invisible Man focuses on writing as an act of both personal and cultural significance. Similarly, Ellison employs what Stepto calls the “narrative of immersion” to stress the realistic sources and implications of his hero’s imaginative development. The narrative of immersion returns the “literate” hero or heroine to an understanding of the culture he or she symbolically left behind during the ascent. Incorporating this pattern in Invisible Man, Ellison emphasizes the protagonist’s links with the African American community and the rich folk traditions that provide him with much of his sensibility and establish his potential as a conscious artist.

The overall structure of Invisible Man, however, involves cyclical as well as directional patterns. Framing the main body with a prologue and epilogue set in an underground burrow, Ellison emphasizes the novel’s symbolic dimension. Safely removed from direct participation in his social environment, the invisible man reassesses the literacy gained through his ascent, ponders his immersion in the cultural art forms of spirituals, blues, and jazz, and finally attempts to forge a pluralistic vision transforming these constitutive elements. The prologue and epilogue also evoke the heroic patterns and archetypal cycles described by Joseph Campbell in Hero with a Thousand Faces (1949). After undergoing tests of his spiritual and physical qualities, the hero of Campbell’s “monomyth”—usually a person of mysterious birth who receives aid from a cryptic helper—gains a reward, usually of a symbolic nature involving the union of opposites. Overcoming forces that would seize the reward, the hero returns to transform the life of the community through application of the knowledge connected with the symbolic reward. To some degree, the narratives of ascent and immersion recast this heroic cycle in specifically African American terms: The protagonist first leaves, then returns to his or her community bearing a knowledge of Euro-American society potentially capable of motivating a group ascent. Although it emphasizes the cyclic nature of the protagonist’s quest, the frame of Invisible Man simultaneously subverts the heroic pattern by removing him from his community. The protagonist promises a return, but the implications of the return for the life of the community remain ambiguous.

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This ambiguity superficially connects Ellison’s novel with the classic American romance that Richard Chase characterizes in The American Novel and Its Tradition (1975) as incapable of reconciling symbolic perceptions with social realities. The connection, however, reflects Ellison’s awareness of the problem more than his acceptance of the irresolution. Although the invisible man’s underground burrow recalls the isolation of the heroes of the American romance, he promises a rebirth that is at once mythic, psychological, and social:

The hibernation is over. I must shake off my old skin and come up for breath. . . . And I suppose it’s damn well time. Even hibernations can be overdone, come to think of it. Perhaps that’smy greatest social crime, I’ve overstayed my hibernation, since there’s a possibility that even an invisible man has a socially responsible role to play.

Despite the qualifications typical of Ellison’s style, the invisible man clearly intends to return to the social world rather than light out for the territories of symbolic freedom.

The invisible man’s ultimate conception of the form of this return develops out of two interrelated progressions, one social and the other psychological. The social pattern, essentially that of the narrative of ascent, closely reflects the historical experience of the African American community as it shifts from rural southern to urban northern settings. Starting in the deep South, the invisible man first experiences invisibility as a result of casual but vicious racial oppression. His unwilling participation in the “battle royal” underscores the psychological and physical humiliation visited upon black southerners. Ostensibly present to deliver a speech to a white community group, the invisible man is instead forced to engage in a massive free-for-all with other African Americans, to scramble for money on an electrified rug, and to confront a naked white dancer who, like the boys, has been rendered invisible by the white men’s blindness. Escaping his hometown to attend a black college, the invisible man again experiences humiliation when he violates the unstated rules of the southern system—this time imposed by black people, rather than white people—by showing the college’s liberal northern benefactor, Mr. Norton, the poverty of the black community. As a result, the black college president, Dr. Bledsoe, expels the invisible man. Having experienced invisibility in relation to both black and white people and still essentially illiterate in social terms, the invisible man travels north, following the countless black southerners involved in the “Great Migration.”

Arriving in New York, the invisible man first feels a sense of exhilaration resulting from the absence of overt southern pressures. Ellison reveals the emptiness of this freedom, however, stressing the indirect and insidious nature of social power in the North. The invisible man’s experience at Liberty Paints, clearly intended as a parable of African American involvement in the American economic system, emphasizes the underlying similarity of northern and southern social structures. On arrival at Liberty Paints, the invisible man is assigned to mix a white paint used for government monuments. Labeled “optic white,” the grayish paint turns white only when the invisible man adds a drop of black liquid. The scene suggests the relationship between government and industry, which relies on black labor. More important, however, it points to the underlying source of racial blindness/invisibility: the white need for a black “other” to support a sense of identity. White becomes white only when compared to black.

The symbolic indirection of the scene encourages the reader, like the invisible man, to realize that social oppression in the North operates less directly than that in the South; government buildings replace rednecks at the battle royal. Unable to mix the paint properly, a desirable “failure” intimating his future as a subversive artist, the invisible man discovers that the underlying structure of the economic system differs little from that of slavery. The invisible man’s second job at Liberty Paints is to assist Lucius Brockway, an old man who supervises the operations of the basement machinery on which the factory depends. Essentially a slave to the modern owner/ master Mr. Sparland, Brockway, like the good “darkies” of the Plantation Tradition, takes pride in his master and will fight to maintain his own servitude. Brockway’s hatred of the invisible man, whom he perceives as a threat to his position, leads to a physical struggle culminating in an explosion caused by neglect of the machinery. Ellison’s multifaceted allegory suggests a vicious circle in which black people uphold an economic system that supports the political system that keeps black people fighting to protect their neoslavery. The forms alter but the battle royal continues. The image of the final explosion from the basement warns against passive acceptance of the social structure that sows the seeds of its own destruction.

Although the implications of this allegory in some ways parallel the Marxist analysis of capitalist culture, Ellison creates a much more complex political vision when the invisible man moves to Harlem following his release from the hospital after the explosion. The political alternatives available in Harlem range from the Marxism of the “Brotherhood” (loosely based on the American Communist Party of the late 1930’s) to the black nationalism of Ras the Exhorter (loosely based on Marcus Garvey’s pan-Africanist movement of the 1920’s). The Brotherhood promises complete equality for black people and at first encourages the invisible man to develop the oratorical talent ridiculed at the battle royal. As his effectiveness increases, however, the invisible man finds the Brotherhood demanding that his speeches conformto its “scientific analysis” of the black community’s needs. When he fails to fall in line, the leadership of the Brotherhood orders the invisible man to leave Harlem and turn his attention to the “woman question.” Without the invisible man’s ability to place radical politics in the emotional context of African American culture, the Brotherhood’s Harlem branch flounders. Recalled to Harlem, the invisible man witnesses the death of Tod Clifton, a talented coworker driven to despair by his perception that the Brotherhood amounts to little more than a new version of the power structure underlying both Liberty Paints and the battle royal. Clearly a double for the invisible man, Clifton leaves the organization and dies in a suicidal confrontation with a white policeman. Just before Clifton’s death, the invisible man sees him selling Sambo dolls, a symbolic comment on the fact that black people involved in leftist politics in some sense remain stereotyped slaves dancing at the demand of unseen masters.

Separating himself from the Brotherhood after delivering an extremely unscientific funeral sermon, the invisible man finds few political options. Ras’s black nationalism exploits the emotions the Brotherhood denies. Ultimately, however, Ras demands that his followers submit to an analogous oversimplification of their human reality. Where the Brotherhood elevates the scientific and rational, Ras focuses entirely on the emotional commitment to blackness. Neither alternative recognizes the complexity of either the political situation or the individual psyche; both reinforce the invisible man’s feelings of invisibility by refusing to see basic aspects of his character. As he did in the Liberty Paints scene, Ellison emphasizes the destructive, perhaps apocalyptic, potential of this encompassing blindness. A riot breaks out in Harlem, and the invisible man watches as DuPree, an apolitical Harlem resident recalling a number of African American folk heroes, determines to burn down his own tenement, preferring to start again from scratch rather than even attempt to work for social change within the existing framework. Unable to accept the realistic implications of such an action apart from its symbolic justification, the invisible man, pursued by Ras, who seems intent on destroying the very blackness he praises, tumbles into the underground burrow. Separated from the social structures, which have changed their facade but not their nature, the invisible man begins the arduous process of reconstructing his vision of America while symbolically subverting the social system by stealing electricity to light the 1,369 light bulbs on the walls of the burrow and to power the record players blasting out the pluralistic jazz of Louis Armstrong.

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As his frequent allusions to Armstrong indicate, Ellison by no means excludes the positive aspects from his portrayal of the African American social experience. The invisible man reacts strongly to the spirituals he hears at college, the blues story of Trueblood, the singing of Mary Rambro after she takes him in off the streets of Harlem. Similarly, he recognizes the strength wrested from resistance and suffering, a strength asserted by the broken link of chain saved by Brother Tarp.

These figures, however, have relatively little power to alter the encompassing social system. They assume their full significance in relation to the second major progression in Invisible Man, that focusing on the narrator’s psychological development. As he gradually gains an understanding of the social forces that oppress him, the invisible man simultaneously discovers the complexity of his own personality. Throughout the central narrative, he accepts various definitions of himself, mostly from external sources. Ultimately, however, all definitions that demand he repress or deny aspects of himself simply reinforce his sense of invisibility. Only by abandoning limiting definitions altogether, Ellison implies, can the invisible man attain the psychological integrity necessary for any effective social action.

Ellison emphasizes the insufficiency of limiting definitions in the prologue when the invisible man has a dream-vision while listening to an Armstrong record. After descending through four symbolically rich levels of the dream, the invisible man hears a sermon on the “Blackness of Blackness,” which recasts the “Whiteness of the Whale” chapter from Herman Melville’s Moby Dick (1851). The sermon begins with a cascade of apparent contradictions, forcing the invisible man to question his comfortable assumptions concerning the nature of freedom, hatred, and love. No simple resolution emerges from the sermon, other than an insistence on the essentially ambiguous nature of experience. The dream-vision culminates in the protagonist’s confrontation with the mulatto sons of an old black woman torn between love and hatred for their father. Although their own heritage merges the “opposites” of white and black, the sons act in accord with social definitions and repudiate their white father, an act that unconsciously but unavoidably repudiates a large part of themselves. The hostile sons, the confused old woman, and the preacher who delivers the sermon embody aspects of the narrator’s own complexity. When one of the sons tells the invisible man to stop asking his mother disturbing questions, his words sound a leitmotif for the novel: “Next time you got questions like that ask yourself.”

Before he can ask, or even locate, himself, however, the invisible man must directly experience the problems generated by a fragmented sense of self and a reliance on others. Frequently, he accepts external definitions, internalizing the fragmentation dominating his social context. For example, he accepts a letter of introduction from Bledsoe on the assumption that it testifies to his ability. Instead, it creates an image of him as a slightly dangerous rebel. By delivering the letter to potential employers, the invisible man participates directly in his own oppression. Similarly, he accepts a new name from the Brotherhood, again revealing his willingness to simplify himself in an attempt to gain social acceptance from the educational, economic, and political systems. As long as he accepts external definitions, the invisible man lacks the essential element of literacy: an understanding of the relationship between context and self.

Ellison’s reluctance to reject the external definitions and attain literacy reflects both a tendency to see social experience as more “real” than psychological experience and a fear that the abandonment of definitions will lead to total chaos. The invisible man’s meeting with Trueblood, a sharecropper and blues singer who has fathered a child by his own daughter, highlights this fear. Watching Mr. Norton’s fascination with Trueblood, the invisible man perceives that even the dominant members of the Euro-American society feel stifled by the restrictions of “respectability.” Ellison refuses to abandon all social codes, portraying Trueblood in part as a hustler whose behavior reinforces white stereotypes concerning black immorality. If Trueblood’s acceptance of his situation (and of his human complexity) seems in part heroic, it is a heroism grounded in victimization. Nevertheless, the invisible man eventually experiments with repudiation of all strict definitions when, after his disillusionment with the Brotherhood, he adopts the identity of Rinehart, a protean street figure who combines the roles of pimp and preacher, shifting identities with context. After a brief period of exhilaration, the invisible man discovers that “Rinehart’s” very fluidity guarantees that he will remain locked within social definitions. Far from increasing his freedom at any moment, his multiplicity forces him to act in whatever role his “audience” casts him. Ellison stresses the serious consequences of this lack of center when the invisible man nearly becomes involved in a knife fight with Brother Maceo, a friend who sees only the Rinehartian exterior. The persona of “Rinehart,” then, helps increase the invisible man’s sense of possibility, but lacks the internal coherence necessary for psychological, and perhaps even physical, survival.

Ellison rejects both acceptance of external definitions and abandonment of all definitions as workable means of attaining literacy. Ultimately, he endorses the full recognition and measured acceptance of the experience, historical and personal, that shapes the individual. In addition, he recommends the careful use of masks as a survival strategy in the social world. The crucial problem with this approach, derived in large part from African American folk culture, involves the difficulty of maintaining the distinction between external mask and internal identity. As Bledsoe demonstrates, a protective mask threatens to implicate the wearer in the very system he or she attempts to manipulate.

Before confronting these intricacies, however, the invisible man must accept his African American heritage, the primary imperative of the narrative of immersion. Initially, he attempts to repudiate or to distance himself from the aspects of the heritage associated with stereotyped roles. He shatters and attempts to throw away the “darky bank” he finds in his room at Mary Rambro’s. His failure to lose the pieces of the bank reflects Ellison’s conviction that the stereotypes, major aspects of the African American social experience, cannot simply be ignored or forgotten. As an element shaping individual consciousness, they must be incorporated into, without being allowed to dominate, the integrated individual identity. Symbolically, in a scene in which the invisible man meets a yam vendor shortly after his arrival in Harlem, Ellison warns that one’s racial heritage alone cannot provide a full sense of identity. After first recoiling from yams as a stereotypic southern food, the invisible man eats one, sparking a momentary epiphany of racial pride. When he indulges the feelings and buys another yam, however, he finds it frost-bitten at the center.

The invisible man’s heritage, placed in proper perspective, provides the crucial hints concerning social literacy and psychological identity that allow him to come provisionally to terms with his environment. Speaking on his deathbed, the invisible man’s grandfather offers cryptic advice that lies near the essence of Ellison’s overall vision: “Live with your head in the lion’s mouth. I want you to overcome ‘em with yeses, undermine ‘em with grins, agree ‘em to death and destruction, let ‘em swoller you till they vomit or bust wide open.” Similarly, an ostensibly insane veteran echoes the grandfather’s advice, adding an explicit endorsement of the Machiavellian potential of masking:

Play the game, but don’t believe in it—that much you owe yourself. Even if it lands you in a strait jacket or a padded cell. Play the game, but play it your own way—part of the time at least. Play the game, but raise the ante, my boy. Learn how it operates, learn how you operate. . . . that game has been analyzed, put down in books. But down here they’ve forgotten to take care of the books and that’s your opportunity. You’re hidden right out in the open—that is, you would be if you only realized it. They wouldn’t see you because they don’t expect you to know anything.

The vet understands the “game” of Euro-American culture, while the grandfather directly expresses the internally focused wisdom of the African American community.

The invisible man’s quest leads him to a synthesis of these forms of literacy in his ultimate pluralistic vision. Although he at first fails to comprehend the subversive potential of his position, the invisible man gradually learns the rules of the game and accepts the necessity of the indirect action recommended by his grandfather. Following his escape into the underground burrow, he contemplates his grandfather’s advice from a position of increased experience and self-knowledge. Contemplating his own individual situation in relation to the surrounding society, he concludes that his grandfather “must have meant the principle, that we were to affirm the principle on which the country was built but not the men.” Extending this affirmation to the psychological level, the invisible man embraces the internal complexity he has previously repressed or denied: “So it is that now I denounce and defend, or feel prepared to defend. I condemn and affirm, say no and say yes, say yes and say no. I denounce because though implicated and partially responsible, I have been hurt to the point of abysmal pain, hurt to the point of invisibility. And I defend because in spite of all I find that I love. In order to get some of it down I have to love.”

“Getting some of it down,” then, emerges as the crucial link between Ellison’s social and psychological visions. In order to play a socially responsible role—and to transformthe words “social responsibility” from the segregationist catch phrase used by the man at the battle royal into a term responding to Louis Armstrong’s artistic call for change—the invisible man forges from his complex experience a pluralistic art that subverts the social lion by taking its principles seriously. The artist becomes a revolutionary wearing a mask. Ellison’s revolution seeks to realize a pluralist ideal, a true democracy recognizing the complex experience and human potential of every individual. Far from presenting his protagonist as a member of an intrinsically superior cultural elite, Ellison underscores his shared humanity in the concluding line: “Who knows but that, on the lower frequencies, I speak for you?” Manipulating the aesthetic and social rules of the Euro-American “game,” Ellison sticks his head in the lion’s mouth, asserting a blackness of blackness fully as ambiguous, as individual, and as rich as the whiteness of Herman Melville’s whale.